Comments: I believe that the foundation of a free market is the ability to choose the financial decisions that we as people make. While I understand that regulation is necessary to create a safe market environment with lower risk and less chance of inexperienced losses, there could be no possible way in which new regulations would be fair to all types of investors. A small percentage of investors
Comments:Brokerage Houses already have separate paperwork requirements to invest in 3x leveraged funds. Risks are clearly raid out in terms of decay and volatility.
Comments:Products due provide opportunity to offset market moves. Are not for beginners or risk adverse. Used properly a useful tool.
I do not agree with FINRAs proposed limits that may restrict my access to Leveraged ETFs or disqualify me from trading L&I ETFs or other complex products. I have a strong understanding of the characteristics and risks of L&I Funds, and that their purpose is for short-term active trading, and that they should be monitored regularly. My broker provides me a description of the
I oppose limitations on my investments. I want to maintain my current freedom to invest in public securities of my choosing.
I OPPOSE RESTRICTIONS TO MY RIGHT TO INVEST. I, not regulators, should get to choose the public investments that are right for my investment strategies. Public investments should be available to all, not the select privileged. I oppose requirements of regulator-imposed tests, sharing private financial information, obtaining special permission, and any and all other restrictions on leveraged/
FINRA will be performing scheduled maintenance to the OTCE.FINRA.org and OTCTransparency.FINRA.org websites from 11 p.m. ET Thursday, May 5, 2022, to 12 a.m. ET Friday, May 6, 2022. During this time, these websites will be unavailable to users.
Please contact FINRA Support with any questions regarding this notice.
Please leave access to ALL etfs and complex products alone. Investors know how to assess and manage and accept risk, we do not need more government overreach / interference. Thank you, Phillip Ranelli
Comments: FINRA, Please do Not limit access to Leveraged and Inverse ETF Products. Regards, Donald Acosta
As a retail investor, who has been actively trading in the last 2 years and these regulations are very much targeted at, I do not agree with the proposed rule/guidance changes. FINRA has already placed many barriers to retail investors in the form of PDT rules, $25k capital requirements, etc. At no point in my journey as a new trader have I felt that the restrictions benefitted me or protected me
