Limiting the general public’s access to complex products while not limiting institutional access will greatly and unfairly benefit the richest citizens of this country, while hamstringing the middle class citizens who wish to generate income through complex products, and who do not have the means to go through institutions as middle-men. Americans should be free to choose where their money goes.
FINRA has updated the TDDS 2.0 Specification and the ORF API Specification.
The Market Center Originator value ‘u” has been redefined as “OTC Equity Security” and the Market Center Originator value of “F” has been eliminated.
Please email FINRA Product Management or call (866) 899-2107 if you have any questions regarding this notice.
3x etfs are fine. Have the exchange do what they already do and inform the investor at the top of the leveraged etf that they can lose their entire investment. Don't make it difficult to buy and hold tqqq long term...its only made me money... swing trading/ daytrading. But people that have held it long have done great.
A reflection on AWS' Non-Profit Hackathon for Social Good
Busy Respondent Attorneys will argue they "are not available" and will move FINRA to disqualify an arbitrator who try's to enforce the rule. It has happened to me.
Limiting LETFs to holding for one day, will greatly hinder my ability to save for retirement. I am a young investor with a long investment time horizon. Being forced out of LETFs would generate enormous capital gains that will financially ruin me. All I want is FINRA to do is to just make broker disclosures better.
The Neutral Corner - Volume 1—2022
In 2014, FINRA began using AWS instead of on premise resources. As part of this shift, we built a new and more robust large file service (LFS) that leverages cloud resources.
Apache Spark has become a popular platform for many types of big data workloads. The Spark API offers a well abstracted API that allows developers to easily solve big data problems.
Outreach Follows Recent Efforts to Expand Opportunities for Participation
WASHINGTON – FINRA today issued Special Notice 3/31/22 to encourage securities industry professionals and non-industry stakeholders from diverse backgrounds to become involved in FINRA’s advisory committees.
“We welcome and encourage industry professionals and other stakeholders to join a FINRA advisory committee, provide