I oppose more regulations and restrictions, I should be able to choose my investments without some approval test
The Limited Review program can help to streamline the review process and provide faster clearance for non-shelf public offering filings.
Hello,
My name is Christopher Francis Lewis Patterson. I am an non-traditional, first generation undergraduate Business Information Systems Major communicating to you in the midst of finals at CSUDH Dominguez Hills in Carson, California. There’s a lot of other details about me that you may find interesting relating to my upcoming dialogue, but that’s not what this comment is about.
I would like
I would like to continue to invest in leveraged funds. A test is excessive, but a simple video that must be viewed would be okay
GUIDANCE
Sanction Guidelines
SUGGESTED ROUTING
KEY TOPICS
Executive Representatives
Legal & Compliance
Operations
Senior Management
Systems
NASD Sanction Guidelines
Executive Summary
This Notice advises NASD members of modifications to the NASD
Sanction Guidelines (Guidelines). NASD is amending the quality of
markets guidelines and the guidelines for violations of Municipal
I should not be regulated to choose investment or have to go through any specialist processes, testing, broker to leverage/inverse funds and risk.
I should be able to pick and invest in any type of fund I wish, without any testing or high net worth requirements.
It is unjust for the government to restrict the public's rights to invest while allowing the wealthy and only those who pass a test to invest.
We should be tested on our competency of markets to prevent uninformed decision making that can alter our entire lives.
I should be able to choose my own investments and not have to go through special testing processes for investing in public securities, including and not limited to Cryptocurrency
