I would like to see these changes implemented as soon as possible. Given the current state of the market and the illegal nature of naked shorting securities, this would be a breath of fresh air. Transparency is key to a fair market and as it currently stands, the market is all bit opaque to individual investors. In order to maintain the faith of individual investors I strongly believe it is
As Senior Vice President, Corporate Communications, Dana Grosser oversees all of FINRA’s internal and external communications functions, including media relations, digital and multimedia communications, and creative services.
Before joining FINRA in June 2021, Ms. Grosser served as Head of Corporate Public Relations and U.S. Crisis Communications Strategy at Vanguard.
Prior to joining Vanguard
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to make technical and other non-substantive changes within FINRA rules.
Comments Regarding Effective Methods to Educate New Investors. I think one of the first places to start would be to get an effective basic investor training program as part of every single high school curriculum in this country. Most schools seem to instruct so that the student can pass a test, not necessarily be educated about financial literacy. The last time I was able to present a basic
To whom it may concern, As a retail investor and American citizen with rights, I synthesize with all other retail investors and institutions who want nothing other than a fair and equal stock market. A stock market that is free and clear of any and all manipulation. We have been the "small guy" for so long without a fair shot in being able to generate wealth, growth, and practice for
Would like rules to be changed so shorts wouod have to report more frequently.
