There should be regulations so that the shorting is reported and naked shorting is eliminated. We are in 2021 not 2001 and we need fairness. It's time for change and we want change now!
Both, short interest and SIPR should be open to the public daily. No exceptions! Also better regulations on short interest should be establish.
Much more transparency is needed in regards to the number of current short sale positions including percentage that have been closed on a daily basis. For far too long retail investors have been dealt a bad hand going against hedge funds who have access to all the detail we do not. Please make the markets what they are supposed to be which is free and fair. Please enforce and intensify the rules
It would be beneficial to ALL investors to receive accurate data not self reporting data. The benefits of trading with all the up to date real time data not 30 days old would promote a more trustworthy and fair market. Think about it if we see data that is 30 days old and are making trades based on this we are really trading in the past and not in the current like all hedgfunds and institutions.
Creating synthetic shares is the same as counterfeiting. Put some teeth in your fines. Rigt now, the fines are so small, it's just a cost of doing business to these big companies. Do better at investigating nakedshorting and up the fines. All shorting, no matter what exchange, should be reported and made public. Get ridof dark pools. And for pete's sake, it's 2021. Why isn't
Close dark pools and cancel shorting stocks it is unfair to retail investors and the companies that are going out of business. This system is rigged and unfair to the investors and workers
I am a new retail investor. I hold GME and AMC stocks not only as a way to gain financial freedom, but also as a way to protest market manipulation and shed a light on corruption in Wallstreet. After learning about the blatant manipulation that is happening in the market, I have grown increasingly passionate about fighting for a free and fair market for all. I have witnessed the hedge funds
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to: (1) amend Rule 2231 (Customer Account Statements) to (a) add new supplementary materials pertaining to compliance with Rule 4311 (Carrying Agreements), the transmission of customer account statements to other persons or entities
Summary
FINRA adopted amendments to Rule 6432 (Compliance with the Information Requirements of SEA Rule 15c2-11)1 in light of the Securities and Exchange Commission’s (SEC) amendments to SEC Rule 15c2-11 (SEC Rule 15c2-11).2 As amended, Rule 6432 will require a qualified inter-dealer quotation system (Qualified IDQS)3 to submit a modified Form 211 filing to FINRA in connection with each initial
Form CRS Instructions
17 CFR 240.15l-1
Regulation Best Interest
17 CFR 240.17a-3
Records to Be Made by Certain Exchange Members, Brokers and Dealers
17 CFR 240.17a-4
Records to Be Preserved by Certain Exchange Members, Brokers and Dealers
17 CFR 240.17a-14
Form CRS, for Preparation, Filing and Delivery of Form CRS
17 CFR 249.641
Form CRS, Relationship Summary for Brokers and Dealers
