Displaying 2411 - 2420 of 9026 Results
I should be able to choose the public investments that are right for me, not the government regulators and I shouldn't have to go through any special process like passing a test before I can invest in public securities, like inverse funds.
I'm have been investing over 7 years. The knowledge of Nasdaq stocks, Dow stocks, and other stocks. My years of experience in trading make me qualified to invest "high" leverage and "high" risk index of stocks. The Proshares service offer this great opportunity to investors to gain profits during volatile times in trading session of the market. I accept and understand the
As an individual investor, I want to have the freedom to choose what investment types I want to use without having to pass any screening tests by regulators who suppose to control and limit my freedom including investment choices.
Proposed Rule Change to Adopt FINRA Rule 6490 Relating to Processing of Company-Related Actions and Implementing Fees for Such Services
Jennifer Piorko Mitchell Office of the Corporate Secretary FINRA 1735 K Street, NW Washington, DC 20006-1506 To Whom It May Concern, Hi there. I’m Dave Nadig, Financial Futurist for ETF Trends and ETF Database. For most of the last 25 years, my job has been to help asset managers understand investors and help investors understand the products that asset managers build. Since 1993, I’ve been in
Investors do not need permission from anyone to place a trade. If the instrument complies with the same laws as other investment instruments, then there is no reason at all to implement a test for the purpose of segregating who may or may not avail themselves of the use of the instrument.
I want to choose my investments and I shouldn't have to qualify by answering questions on a test. You overstep your authority and do not have the right to question my choices. You need to rethink imposing this regulation. I don't need an overseer!
FINRA published its 2024 FINRA Annual Regulatory Oversight Report, formerly known as the Report on FINRA’s Examination and Risk Monitoring Program. The report provides member firms with key insights and observations from recent activities of FINRA’s regulatory operations to use in strengthening their compliance programs.
On This PageOverviewBackgroundDelivery MethodsLicense Types and PricingAccess to FLEXFINRA E-Learning CoursesEarn CFP CreditsOverviewFinancial Learning Experience™ (FLEX™) is a centralized continuing education (CE) platform that provides e-learning content that firms have the option to leverage for their Firm Element or other training needs.At launch, the platform will include courses from FINRA’
Please note that investors should have the right to choose investments that are right for us...there shouldn't be a special test, how unamerican. Inverse funds are critical to me hedging my risk, PLEASE DO NOT RESTRICT MY RIGHT TO INVEST