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You have no reason and no rights to make someone submit a test to invest in companies. Along with that, ask someone to show their networth and be worth over a certain amount. This is a capatalist country. Lets keep it that way!
I oppose restrictions to my right to invest in leveraged funds. I should have the right to invest in public investments, and shouldn't have to take some special test or get some special permission to invest.
There is no test you can make to determine if a person is wise enough to invest. Besides, the govt has no legitimate interest in stopping someone from making a bad investment, whether they can afford the loss or not.
I definitely oppose you putting restrictions on what I want to invest in. No regulator can insist I pass some test to prove I can buy BITO or any other investment I deem appropriate for me.
Firm Also Fined $1.1 Million for Supervisory Failures
WASHINGTON—FINRA announced today that it sanctioned Aegis Capital Corp. approximately $2.8 million, including $1.7 million in restitution to 68 customers whose accounts were potentially excessively and unsuitably traded by the firm’s representatives. FINRA also imposed a $1.1 million fine for Aegis’ supervisory violations.
FINRA’s case
To Whom It May Concern,
The regulations proposed interfere with my right to invest. I oppose restrictions on your right to invest in public investments.
There should be no special process, test, or financial status associated with public investments.
Background
FINRA administers qualification examinations that are designed to establish that persons associated with broker-dealers have attained specified levels of competence and knowledge pertinent to their function. Over time, the qualification examination program has increased in complexity to address new products and functions, and related regulatory concerns and requirements.
To improve
Free Market??????????????????? Why wouldn't you bet an inverse fund when you see a bubble. Why do I need to take a test to see a bubble through zero interest rates for 4 years?
I should be able to choose the investments that are right for me and shouldn't have to go through any special process like passing a test before being able to invest in leveraged funds. The choice and risk is mine!
I should be able to choose any investment that are offered to the public without taking any test or special process. I am an educated person and handle my own finances and with that I do my own risk management.