Dues Must Be Paid By December 15, 1995
SUGGESTED ROUTING
Senior Management
Legal & Compliance
Operations
Registration
Executive Summary
The 1995–96 NASD® broker/dealer and agent registration renewal cycle begins in early November. This program simplifies the registration renewal process through the payment of one invoiced amount that includes fees for NASD personnel assessments,
Hello As a market investor in certain stocks which have been massively naked shorted by hedge funds, I feel we need total and complete transparency of all short positions. All short positions should be made public. All off-exchange dark pools should be banned except for real large block trades, which was the original intent. Naked shorting should be regulated and prohibited to a greater extent.
I think the current system of allowing financial institutions to transfer their short positions is highly ineffective and damaging to the stock market as a whole and must be stopped. If parties involved in shorting companies cannot cover their positions after failing to deliver in the already existing time periods and have passed the fail to deliver threshold list requirements I think they should
Please. I beg you. We, the public, are not your children. Please stop treating us as such.
If we have funds sufficient to invest, then we have shown that we have sufficient wherewithal to read and understand a contract. Let us.
Several years ago I was granted shares under an Employee Stock Purchase Plan, through eTrade. Upon one grant, I observed that the stock was on an upward run. I sought to
SUGGESTED ROUTING
Senior ManagementLegal & ComplianceOperationsRegistration
Executive Summary
The 1994-95 NASD broker/dealer and agent registration renewal cycle begins in early November. This program simplifies the registration renewal process through the payment of one invoiced amount that will include fees for NASD personnel assessments, NASD branch-office fees, New York Stock
Hello, I have no affiliations with professional investing, I just started getting into it last year at the height of the pandemic. With that said, there is an obvious disregard for being truthful about short selling due to recent events and am happy you re looking to retail investors to get their take. Either a daily or weekly report that is NOT self reported would be best. Self reporting seems
NASD is filing with the Securities and Exchange Commission (''SEC'' or ''Commission'') a proposed rule change to extend the hours of operation of (1) the Trade Reporting Facility established by NASD and the Nasdaq Stock Market, Inc. (the ''NASD/Nasdaq TRF''); (2) the trade reporting of non-Nasdaq exchange-listed securities under the Rule
Hi, These detailed changes are very important for a lot of people. They would leave the market as a much more transparent way to invest as there would be less reliance on rumour surrounding primarily short interest and synthetic shares. The companies involved in these large amounts of share borrowing would be much more open to legal action as illegal activity would be more obvious. These changes
The current state the US market is full of fraud and manipulation. There is definitely a need for change. It’s a massive conflict of interest when a company is a hedge fund and a market maker!! All shares, synthetic and short, needs to reported daily and posted for retail investors. The market makers/hedge funds have all the information in front of them to make their informed decision. Retail
The use of dark pools as a tool for price suppression is overwhelmingly clear. Market manipulation is actively taking place and the free reign of large organizations to process transactions off-exchange is essentially cheating the system. Additionally, there is basically no real, enforceable regulation on the shorting of stocks. Through aggressive shorting, powerful entities can drive many
