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SEC Approves Reporting Asset-Backed Securities Transactions to TRACE and Related Fees
I can make the decisions about my investments rather than authorities. Also, no tests should be applied to invest in leveraged etc. investments, either!! Its the invest-ors responsibility!!
George McCleskey IV
the system right now is set up for me perfectly since I am a inverse trader. it is a trading system I use instead of shorting stocks which if I had to like most inverse traders would defiantly do along with day trading which in my opinion would cause havoc on quality stocks and the market and also would cause a lot of traders to go into options were a lot of traders would get hurt financially. I
Rule #22-08 is a violation and restriction to OUR FREEDOM! No special tests are required! We are free adults, and must be treated as such! And WHY are "Unelected Bureaucrats" writing and passing laws limiting our RIGHTS?
Investors are capable of understanding the risks of inverse funds, and I do not believe that I should have to pass a test or that sales of inverse funds should be restricted. Otherwise only the rich will be able to take advantage of these things.
Stop the intrusion! I hold the responsibility of my familys
Investments and should not be limited to avenues set by
you the regulators. The citizenry must have the same freedoms to chose as large fiduciaries. Litmus test are not necessary.
I shouldn't have to go through any special process
like passing a test before I can invest in public securities,
like leveraged and inverse funds. I do not
need these measures imposed on me.
(a) Before Panel Appointment
Except as provided in paragraph (c), a party may amend a pleading at any time before the panel has been appointed. Panel appointment occurs when the Director sends notice to the parties of the names of the arbitrators on the panel.
(1) To amend a statement of claim that has been filed but not yet served by the Director, the claimant must file the amended claim with
It is incredibly important to have a financial system be transparent, secure, and fair. I believe that this proposal aids in the effort to produce a more transparent go coal system. Many new investors will be put off from investing in the stock market without these transparency rules. Many people, myself included, see the current system as unbalanced and rife with the exploitation of retail
Knowledge tests are okay (not ideal), but restricting by net worth and imposing cooling off periods are really, really bad ideas. These regulations would put retail traders at even more of an extreme disadvantage.