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I understand the risk of leveraged ETF/products and use them carefully. They help me get bigger returns with less capital. I should be able to choose what I invest in without having to pass tests.
I do not want these changes. I do not want to lose my right to invest in these funds! I'm not a child! I do not need to pass a test to have the RIGHT to purchase whatever funds and securities I want!
As a citizen of the USA I should retain the right to invest my money as I please. I do not need to pass a test or go through any special process approved by a government agency to do so.
I agree with the limitations being proposed. Retail investors are not generally suitable for these products. If an investor is suitable they can pass a simple test to acknowledge their understanding of the risks similar to options or futures enabled accounts.
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As of August 22, 1997, the following bonds were added to the Fixed Income Pricing System (FIPSSM).
Symbol
Name
Coupon
Maturity
BOR.GB
Borg-Warner Security Corp
9.625
03/15/07
FNWH.GA
First Nationwide Holdings Inc
10.625
10/01/04
PRTL.GA
Primus
I don't support this idea. I have the right to decide which kind of securities I want to invest in. Leveraged securities are part of a specific investing strategy that I am testing in a smaller part of my portfolio.
This is the final reminder that beginning Monday, March 16, 2020, FINRA will no longer support the reporting of transactions to its TRACE and OTC Reporting Facility (ORF) products via the CTCI protocol.
Any client, including Service Bureaus, that currently utilizes CTCI and wishes to continue to deliver electronic transactions (i.e. not via TRAQS) must migrate to the FIX protocol by Monday,
to FINRA regulators dear sir I am aware of the risks of leveraged and inverse ETFs I don't want to go through special passing tests to invest in these funds.they are important for my investment strategy sincerely
All individuals should be able to invest in public securities and everyone should be able to invest in what is right for themselves and their families. You shouldnt have to take a test or need special permission to invest.
This is an unAmerican and classist proposal. All Americans should have the freedom to invest as they see fit, not just the privileged alredy wealthy few. A test is ludicrous. Do not impose this regulation on the backs of the American public.