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Me-not regulators-should be able to choose the public investments that are right for me and my family. Public investments should be available to all of the public, not just the privileged few. Tests are controlling.
Please don't limit my ability to invest in inverse funds without passing tests and reading large amounts of data. I am capable of understanding inverse funds and their risk.
I have been using inverse etfs for years including vxx and sh, etc and I understand them I feel i should be able to continue using them without taking a test.
SEC Reporting Requirement
In July of this year, the National Association of Securities Dealers, Inc. (NASD®) issued Special Notice to Members 98-63alerting members to a new reporting requirement imposed by an amendment to Securities and Exchange Commission (SEC) Rule 17a-5. The SEC rule amendment requires broker/dealers to file two Year 2000 reports using the new BD-Y2K Form. The first report
Let the public make their own decisions - not the regulators - and choose where to invest. one should not have to go thru any special process or test to buy investment products
Business Continuity Plans
Action Requested By: May 13, 2002
SUGGESTED ROUTING
KEY TOPICS
Executive Representative
Institutional
Internal Audit
Legal & Compliance
Operations
Registration
Senior Management
Systems
Business Continuity
Disaster Recovery
Emergency Preparedness
Executive Summary
The NASD is seeking comment from NASD members, investors, and other interested parties
I do not want restrictions placed on securities like testing requirements. I use leveraged securities and understand and accept the risk. Please do not impose restrictions on my investments. Thank you.
It is unfair if institutional can easily get leverage. Regulators can ask special test for the individuals. Dont kill a free options for individuals in the name of their own benefits. That is not American way.
No restrictions on my right to invest. I shouldn't have to go through any special process like passing a test before I can invest in public securities, leveraged and inverse funds.
It is the right of every citizen to be able to choose their own investments. It is insulting to have to get approval, tested to make an investment.The last thing needed is more goverment control in our lives.