Displaying 2321 - 2330 of 9026 Results
Public investments should be available to everybody. I should not have to take a test or hire a broker or get a note from my mommie.
I should have the freedom to choose the public investments without going through any special process like passing a test !!
I do NOT need a test to invest! It's my right to do as I wish. My decision should not be guided by no one except myself.
I am not a regulator and want to be able to invest as needed without tests and other restrictions. Inverse funds are a needed tool to balance risks
Dont agree any tests of this kind for experienced trader of similar nature. Suggest to set limits as a percentage of total investable asset.
Going through any special process like passing a test will be a great burden to me since I am 72 years old.
We do not need any additional training regulations to the ETF's
There is noting wrong with current trading system and additions regulations my lead to system obuse.
Stop implementing elitist policies. Let everyone invest. This will have the same effect as literacy tests for voting, and is a violation of the right to pursue happiness
Individual investors should have right to select funds for their family that they deem necessary. No regulators. No progress to pass test, the prospectus exists for a reason.
Summary
FINRA has adopted amendments to its Codes of Arbitration Procedure (Codes) to modify the process relating to requests to expunge customer dispute information in the FINRA Dispute Resolution Services (DRS) arbitration forum. The amendments impose requirements on expungement requests (a) filed by an associated person during an investment-related, customer-initiated arbitration (customer