INFORMATIONAL
Margin Requirements
Effective Date: August 21, 2000
SUGGESTED ROUTING
KEY TOPICS
Executive Representatives
Institutional
Legal & Compliance
Operations
Options
Systems
Margin
NASD Rule 2520
Options
Executive Summary
On May 30, 2000, the
REQUEST FOR COMMENT
Pandemic Regulatory Relief
SUGGESTED ROUTING
KEY TOPICS
Executive Representatives
Legal and Compliance
Operations
Registration
Senior Management
Systems
Trading
Business Continuity
Capital and Financial Reporting
Requirements
Extensions or Credit and Securities
Delivery
Filing and Reporting Requirements
Licensing
Operations
Supervision
Trade Reporting
Temporary
I should be allowed to choose investments as I see fit including digital assets. I do not need regulators choosing what investments Im allowed to invest in. Im 100% opposed to regulators determining what I can invest in. This is not a socialist or communist country the USA is a democratic country!
INFORMATIONALDistrict ElectionsSUGGESTED ROUTINGKEY TOPICSLegal & ComplianceOperationsRegistrationSenior ManagementDistrict ElectionsExecutive SummaryThe purpose of this Special Notice to Members is to announce the nominees for the District Committees and the District Nominating Committees. The individuals identified in this Special Notice (see Attachment A) have been nominated for three-
Its so clear that if anyone expects a market downfall he must be able to protect his assets by buying inverted ETFs like fund managers with options and futures. Its a right retailer investor must have. Otherwise its a discrimination against them!
It is vital that I have access to inverse funds (not leveraged inverse funds) to manage my personal asset allocation. I managed money professionally for 25 years and am well aware of the attendant risks. Please do not restrict my ability to use these investment vehicles! Thanks....
Dear Sir/Madam, I oppose any restrictions to my right to invest in cryptocurrency funds or other popular investments deemed to be complex. As an investor, one should understand the risk with any form of investments but have the rights to select all available assets to invest in. Thank you.
SUGGESTED ROUTING
Senior Management
Institutional
Legal & Compliance
Operations
Options
Systems
Trading
Effective November 13, 1995, tier sizes for 900 Nasdaq National Market® securities will be revised in accordance with paragraph 245 Ia7 of the Rules of Practice and Procedure for the Small Order Execution System (SOESSM).
Under the SOES Rules, the maximum SOES order size for a
I have been utilizing the leveraged ETFs in my familys portfolios since 2008. I have had great long term performance and value these ETFs as a critical part of my asset allocation strategies. Please do not make it difficult for me to utilize these investment vehicles.
The regulations being considered are discriminatory. As Capitalist it is essential to have the freedom to purchase the specific assets or investment vehicles on the open market that work best for yourself or family. As Sophisticated investors this is not robinhood or gambling. WE UNDERSTAND THE RISKS and have years of experience trading in the markets. [REDACTED]
