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What is proper evidence of compliance with clock synchronization requirements pursuant to NASD Rule 6953?<br />
I would like to choose the investment myself and should not have to have to test.
GUIDANCEBranch Office DefinitionEffective Date: May 1, 2006SUGGESTED ROUTINGKEY TOPICSContinuing EducationLegal & ComplianceOperationsRegistered RepresentativesRegistrationSenior ManagementTrainingBranch Office DefinitionBranch Office RegistrationCentral Registration Depository(CRD® or Web CRD)Form BR (Uniform Branch OfficeRegistration Form)IM-3010-1Internal InspectionsRule
Proposed Rule Change to Adopt FINRA Rule 6490 Relating to Processing of Company-Related Actions and Implementing Fees for Such Services
I should not have to take a test to be able to make investments of ANY kind!
I'm have been investing over 7 years. The knowledge of Nasdaq stocks, Dow stocks, and other stocks. My years of experience in trading make me qualified to invest "high" leverage and "high" risk index of stocks. The Proshares service offer this great opportunity to investors to gain profits during volatile times in trading session of the market. I accept and understand the
I want to have the choice to invest anyway I want without regulators restrictions or test.
Warnings are OK, but tests and other hoops are overkill and soon would be reversed anyway.
I want to be able to choose the public investments.
No Test or any other Process to invest.
I shouldn't have to go through any special testing or processes to make investments.