The reporting of shorts and especially synthetic shorts have been overlooked for a very long time, because of this I absolutely believe this will benefit every single investor. These rules should be implemented and require daily reporting to the public by the firms FINRA regulates. I sincerely hope that FINRA implements and enforces these rules as the confidence in the state of todays stock
INFORMATIONAL
2007 Trade Date—Settlement Date Schedule
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Holiday Trade Date—Settlement
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Martin Luther King, Jr., Day:
The NASDAQ Stock Market® and the securities exchanges will be closed on
INFORMATIONALTrade DateSettlement DateThis version corrects the Trade Dates and Settlement Dates for Columbus Day 2005.SUGGESTED ROUTINGKEY TOPICSInternal AuditLegal and ComplianceMunicipal/Government SecuritiesOperationsTrading and Market Making Holiday Trade DateSettlement Date Schedule Martin Luther King, Jr., Day:Trade DateSettlement Date ScheduleThe Nasdaq Stock Market®
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Trade Date—Settlement Date
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Internal Audit
Legal and Compliance
Municipal/Government Securities
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Holiday Trade Date-Settlement Date
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Martin Luther King, Jr., Day:
Trade Date-Settlement Date Schedule
The Nasdaq Stock Market® and the
Every share needs to be tracked. Every share should easily be accounted for and able to be located. If we are going to allow for share lending then only allow for the share to be lent once. Every order should be delivered T+2. If a fTD occurs there needs to be a steep penalty/fine ex: 10x cost penalty. Every short position should be updated with FINRA daily. Self reporting is a joke and
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Executive Summary
On June 11, 1993, the Securities and Exchange Commission (SEC) approved a new Section 11 of the Uniform Practice Code (UPC) requiring book-entry settlement of transactions in depository-eligible securities effected between member firms and between member firms and certain of their customers.
Trade Date—Settlement Date
SUGGESTED ROUTING
KEY TOPICS
Internal Audit
Legal and Compliance
Municipal/Government Securities
Operations
Trading and Market Making
Holiday Trade Date-Settlement
Date Schedule
Trade Date—Settlement Date
The NASDAQ Stock Market and the
I believe increasing the frequency of reporting would be extremely beneficial, transparency is one of the things that needs to be improved in many aspects in regards to the stock market as a whole. As of right now it is very difficult to find any accurate information on a variety of topics such as mergers, algorithms, the relationships between brokerages and hedge funds etc. short interest and
I do not want to sound uneducated or stupid, but I think that there a lot of shady dealings going on in the stock market and I'm afraid that this will effect my portfolio. Please make all short positions be reported. Do we need dark pools? yes! but I wanna see that information too. We all want a free and fair market. I'm not here to be a financial patsy, for crying out loud gas is like
Make short selling more transparent (e.g daily data). Participants have to file in the long positions, but not the shorts, why? Disallow "data manipulation" by fake covering with worthless deep OTM options. Remove loopholes based on T+2 settlement. Why even T+2? Make it T+0 already. Why allow shorting of stocks on the security threshold list by short excempt? It seems not appropriate to
