This panel focuses on education and awareness about key developments in the digital assets market, including exploring issues related to broker-dealer’s involvement in the digital assets market and developments concerning DeFi and stablecoins. Join FINRA panelists and industry experts as they discuss these complex investments products and consider both the potential benefits and risks they present.
As a reminder, FINRA is introducing a new system, Participant Data Management (PDM), for FINRA member firms to submit the FINRA Participant Agreement and FINRA Order Form. Starting on December 1, 2021, member firms may test the new PDM system in the customer test environment with the same login credentials used to access the FINRA Participant Agreement or FINRA Order Form today in production. The
FINRA’s Board of Governors met on December 1 and 2—and it approved two rule proposals and the organization’s 2022 budget, appointed several members to the Small Firm Advisory Committee (SFAC) and to the National Adjudicatory Council (NAC), and received an update on recently concluded Regional Committee and SFAC elections.
Transparency plays a central role in promoting the fairness and efficiency of U.S. markets, lowering transaction costs, leveling the playing field and enhancing public trust in our markets. And the data market transparency provides serves as the lifeblood of FINRA's surveillance program. On this episode, we hear about FINRA's historical commitment to market transparency and how it has impacted FINRA's regulatory regime.
I would like more transparency in the market, especially buy/sell orders in the ATS. All information should be available to retail investors. Short positions should be disclosed day of filing.
There needs to be more regulation on Overall market transparency. Otherwise the system is always going to be rigged. Things such as dark pools, payment for order flow, and short interest reporting latency, all make the perfect bed for abuse in the general market. Not even mentioning algorithmic trading. Also why so can be both a market maker and a hedgefund. I mean come on that’s just ridiculous
Short selling is been used in a malicious way to hurt the retail investors and please must be stopped. Younger generations losing trust in the stock market is growing and in the long run will affect the overall and trust in our economy. Thank you!!
These changes cannot be made soon enough! We need all the SI data we can get - consolidated data that’s publicly available AND (not alternatively,) more granulated data should be provided to regulatory agencies. FTD’s should be publicly reported, and actors should be punished when FTD’s occur. This should include criminal prosecution where FTD’s are due to chronic malpractice and/or price
There needs to be much more clarity, no self reporting, frequent third party analysis, bigger punishmemts for rule breakers. If a HF/MM can earn more than they are fined then its a business cost, they need to be fined double the profit plus face criminal proceedings. As a UK investor, i have everything in the US markets, after the manipulation of Gamestop i have no faith what so ever, even China
I have traded in this market for DECADES and it has come to my attention since being out of work how much naked shorts, market manipulation and price spoofing and lastly killing any signs of a increased stock like AMC its criminal. Ive alerted my attorney and am very unhappy . Im sure the institutions are doing what they need to protect itself but myself and others have came in the middle of a