Section C: "...short interest reports could be due by 6:00 p.m. ET one business day after the designated reporting settlement date..." In this statement, it's the data that is fixed but the frequency is dynamic. For example, if there's no short sale for 2 days then there will be a reporting gap. Consider that the reporting frequency be fixed but the content be dynamic. A daily
Consolidated Audit Trail (CAT)
Best Execution
Disclosure of Routing Information
Fixed Income – Fair Pricing NEW FOR 2023
Fractional Shares: Reporting and Order Handling NEW FOR 2023
Regulation SHO – Bona Fide Market Making Exemptions and Reuse of Locates for Intraday Buy-to-Cover Trades NEW FOR 2023
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Consolidated Audit Trail (CAT
For members that intend to use the ADF for trade reporting only, the charge for connecting to the ADF via a Financial Information eXchange (FIX) line shall be $500 per month.
Amended by SR-FINRA-2016-031 eff. Sep. 12, 2016.
Amended by SR-FINRA-2008-021 eff. Dec. 15, 2008.
Adopted by SR-NASD-2002-97 eff. July 29, 2002.Selected Notices: 08-57, 16-33.
Consolidated Audit Trail (CAT)Best ExecutionDisclosure of Routing InformationRegulation SHO – Bona Fide Market Making ExemptionsFixed Income – Fair PricingOTC Quotations in Fixed Income Securities NEW FOR 2024Advertised Volume NEW FOR 2024Market Access Rule NEW FOR 2024Previous:Variable AnnuitiesUp:Market IntegrityNext:Consolidated Audit Trail (CAT)
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