Everyone worldwide is equal. We all should have the God given right to invest our funds as we see fit for any asset.
I have used these funds to help increase me reach as a small initial investor. I do not have the capital to reach certain funds so I am to get returns and execute strategies I would rather not be able to complete without the huge amount of capital necessary. Without these funds I could not actively track and invest in theories that are other wise costly and inaccessible to small investors.
These investments are liquid and easy to understand. There is no reason to regulate them.
Retried CIO JPMorgan Chase, retired CIO DLJ Asset Mgt.
Dont agree any tests of this kind for experienced trader of similar nature. Suggest to set limits as a percentage of total investable asset.
SummaryFINRA will conduct its Annual Meeting of firms on Wednesday, September 11, 2024, at 10:00 a.m. Eastern Time at FINRA’s Washington, DC, office located at 1700 K Street, NW, Washington, D.C. The purpose of the meeting is to elect one Small Firm Governor, one Mid-Size Firm Governor and one Large Firm Governor to the FINRA Board of Governors (FINRA Board or Board).1It is important
SUGGESTED ROUTING
Internal AuditOperationsSystemsTrading
As of March 23, 1993, the following 55 issues joined the Nasdaq National Market,® bringing the total number of issues to 3,032:
Symbol
Company
Entry Date
SOES Execution Level
CMPO
Campo Electronics Appliances & Computers Inc.
2/24/93
1000
FSOU
First Southern Bancorp, Inc.
2/24/93
500
PENVF
Philip
TO: All NASD Members and Other Interested Persons
ATTN: REGISTRATION, TRAINING AND COMPLIANCE PERSONNEL AND BRANCH OFFICE MANAGERS
The recently enacted Tax Reform Act of 1986 (the "Act") will impact the subject matter of the qualification examinations administered by the NASD. Existing test items affected by these changes will be modified to reflect the new provisions of the Act on
PLEASE DO NOT RESTRICT MY RIGHT TO INVEST
INVERSE FUNDS ARE ONE OF THE FEW WAYS TO PROTECT MY ASSETS DURING MKT DOWNTURNS
Levered ETF's are a critical asset class to help hedge market exposure. People should attest they have read the prospectus but nothing more.
