FINRA published its 2024 FINRA Annual Regulatory Oversight Report, formerly known as the Report on FINRA’s Examination and Risk Monitoring Program. The report provides member firms with key insights and observations from recent activities of FINRA’s regulatory operations to use in strengthening their compliance programs.
Investors should decide hoe to invest their money. There are many more riskier assets in the amrket than leveraged or inverse ETFs
Need my right to buy levered and inverse. I can manage my assets better than dumb portfolio managers.
Please do not further regulate the leveraged asset classes. They are apart of my diversified portfolio and I accept the risks associated with ownership.
Individuals have the right to take on risk with their assets. It is a silly notion to restrict leveraged funds and short selling. Thank you.
This is a joke. These assets help reduce my risk significantly instead of using margin. It will be a joke if you try to disband them.
Higher risk ETFs should not be restricted for the average investor. There are no limitations on purchasing Crypto assets which are far more volatile.
Board Approves Rule Proposal to Shorten the Securities Settlement Cycle to T+1 Consistent with Recent SEC Rule Changes, and Allocation of 2022 Fine Monies
WASHINGTON—FINRA’s Board of Governors met on March 9-10 for the first time in 2023. The board approved a rule proposal to amend FINRA rules to conform to the SEC’s rule changes to shorten the securities settlement cycle and discussed a variety
Everyone worldwide is equal. We all should have the God given right to invest our funds as we see fit for any asset.
