SEC Approves Changes To Rule 4613—Firm Quotation Requirements; Effective Date: August 2, 1999
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FINRA Reminds Firms of Exercise Cut-Off Time for Options Expiring on the Friday After Thanksgiving
On Monday, December 5, 2016, the TRACE New Issue Form, available on the FINRA Firm Gateway, will be modified.
Nominees For District Committees And District Nominating Committees
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Senior Management
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FINRA has updated the TRACE Corporate and Agencies Web API specification.
SEC Approves Rule Amendment to Create a New Academic Corporate Bond TRACE Data Product
Remarks From MarketsMedia/Traders Magazine Equity Market Structure Town Hall Forum
Proposed Rule Change to Provide a Process for an Expedited Proceeding and Adopt a Rule to Prohibit Disruptive Quoting and Trading Activity
Proposed Rule Change to Amend FINRA Rule 6191 to Modify the Website Data Publication Requirements Relating to the Regulation NMS Plan to Implement a Tick Size Pilot Program
