Displaying 1951 - 1960 of 9026 Results
FINRA has provided transparency to over-the-counter equities (OTCE) trading for years through its public website.
I have invested effort and money into learning investing, a key component of which includes hedging strategies using inverse ETFs. These trading instruments should remain to ALL traders in the public domain. It seems unfair to have a special process and test out given this is not the case with 401Ks, or even the ability to vote from an understanding of the issues that we are supporting or voting
I want the ability to make my own decisions on what investments to make and when to make them. Timing can be everything. A "cooling off period" could miss the opportunity. You don't have to take a test to invest in the market, go to Vegas, or buy expensive cars and toys, so why single this out? Some people aren't good at tests but are capable of incredible knowledge and
If this regulation is necessary why wouldn't every investment require a similar set of regulations? Why not a test for every investment - including the US Dollar? I would much prefer that you mandated a test for the right to vote. BTW - I also know that if I spill burning hot coffee on myself it will hurt. Do we need to add a detachable form to hot-cups acknowledging the purchaser's
I shouldn't have to go through any special process like passing a test before I can invest in public securities, like leveraged and inverse funds. I am capable of understanding leveraged and inverse funds and their risks. I do not need these measures imposed on you. FINRAs definition of complex products is so broad, arbitrary and vague that it could ensnare a vast number of commonly used
Proposed Rule Change to Amend FINRA Rules 7410 (Definitions) and 7440 (Recording of Order Information)
SEC Approves Amendments to Equity Trade Reporting and OATS Rules
Operations Professional Qualification Examination, Examination Fee and Initial Rollout Period
Look, most folks already have an investment advisor. I expect HER to know whatever regulations you folks are planning to add to the process of buying investment products. Furthermore, your idea for additional regulation sounds to me just like a LITERACY TEST FOR VOTERS. So here's the deal... I'll buy your "additional investing regulations" just as soon as we
Various updates.