Displaying 1901 - 1910 of 33929 Results
Investment Company Institute Comment On Regulatory Notice 22-17
SAMCO Capital Markets, Inc. Comment On Regulatory Notice 22-17
Falcon Square Capital, LLC Comment On Regulatory Notice 22-17
Seaport Global Securities, LLC Comment On Regulatory Notice 22-17
FIA Principal Traders Group Comment On Regulatory Notice 22-17
Crescent Securities Group, Inc. Comment On Regulatory Notice 22-17
Financial Information Forum Comment On Regulatory Notice 22-17
Beech Hill Securities Comment On Regulatory Notice 22-17
It is Beech Hill Securities (BHS) opinion, that FINRA’s proposal to amend Rule 6730 to reduce TRACE reporting timelines to 1-minute will adversely affect the ability of small to mid-sized firms to participate in Fixed Income reportable securities. Given it is cost prohibitive, most small to mid-size firms do not utilize automated trade reporting systems (E.g., Bloomberg TOMS). Rule 6730 proposal
Institutional Securities Corporation Comment On Regulatory Notice 22-17
October 3, 2022 Re: Regulatory Notice 22-17, Request for Comment on a Proposal to Shorten the Trade Reporting Timeframe for Transactions in Certain TRACE-Eligible Securities From 15 Minutes to One Minute Dear FINRA, In response to the proposed amendment to FINRA Rule 6730, we are respectfully providing comments as to why the amendment, which would change the reporting time from 15 minutes to one
Valley Financial Management, Inc. Comment On Regulatory Notice 22-17