Please check out manipulative short selling activity on stocks $NURO, $MMAT, $MRIN. The abusive short selling activity has forced price declines in unreasonable amounts and time frames. Please do something about this to protect the interests of us small time retail investors. Appreciate your assistance . Respectfully, DV
I have been invesing since 1960 in 8th grade when I bought 1 shares of US Seel and 2 shares of Poliroid. US Steel didnt turn out to well but on 2 shares of Poliroid which spit 4 for 1 and then 2 for 1 made about $600 on $120 investment. I have been investing eversince thru corrections , Bull runs and crashes. In the 2008 financial crisses lost 90% because HF's and banks stacked the deck on
increased reporting requirements around the currently broadly abused short selling practices in the stock market (including naked shorting, mis-reporting longs as shorts, re-hypothecated shares, married puts/calls, and fails to deliver) are a step in the right direction, the proposed changes do not go far enough to provide transparency and fairness to the public. Please consider providing all of
The staff granted an exemption from NASD Rule 2790 in connection with new issue offering of a registered securities exchange for certain allocations as part of its issuer-directed share program.
December 3, 2004
Dana G. Fleischman, Esq.
Cleary, Gottlieb, Steen & Hamilton
One Liberty Plaza
New York, NY 10006-1470
Re: Request for Exemption from Rule 2790
Dear Ms. Fleischman
Greetings, Not sure why FINRA has not come out with a report in the last three quarters, but the information it provides is completely valid and incredibly important to me as an individual investor. Also, I wish their was some working enforcement in place to discourage naked short selling and the unethical trade practices being used to manipulate a stocks true value.
FINRA is issuing this Information Notice to inform members of the existence and role of the Cross-Market Regulation Working Group (CMRWG), which was established under the U.S. Subgroup of the Intermarket Surveillance Group (ISG), to focus on ways to reduce unnecessary regulatory duplication.
Please see the attached ISG CMRWG Regulatory Memorandum 2020-01 (“Notice”) that was issued by
I oppose restrictions to my right to invest. I should be able to choose stocks and etfs that are right for me. I studied leveraged etfs before putting my money. I understand completely regarding those etfs characters. I choose to invest those etfs because those etfs are essential parts of my investment. I want to stay that way. I do not need any restriction to my investment right.
You not regulators should be able to choose the public
investments that are right for you and your family.
Public investments should be available to all of the public,
not just the privileged.
A 2x or 3x is not much different than some of these extremely volatile stocks. We are grown ups, we will never learn, if someone constantly is trying to protect us. INVERSE funds are an
I oppose the USA Big Brother Nanny attitude of government regulation regarding investing. Especially stocks and forex. In forex only 3 countries in the whole world restrict leverage to maximum of 50 to 1. All other countries are allowed 500 and even 1000 to 1. Are these citizens smarter or is it those governments allow a person the freedom to spend their money as each person sees fit????
i think the concept of restricting the public's right to invest in leveraged etf's is plain wrong. There is no reason to single out these investment vehicles for restrictions. The stock market is filled with risks, these not being much more than so many others. I have traded in these for years to my success and sometimes loss. But they are a great way to leverage your decisions. They
