Finra, The short selling on the market has become a joke to many of us. We see so much manipulation with simple indictators like the Inflow beating the Outflow by i.e. '100' yet we manage to drop $5? So, it would be nice to see (for a start) if this is shorting pressure, or if this is manipulation. It would give us chance to evaluate why the stock is dropping yet its only being bought
Good day, First, I want to applaud your efforts to make things safer for investors, both retail and institutional. The US remains one the safest places to put money to work. I would like to comment on this proposed rule. To be clear, as a retail investor, I do not approve of this rule change. Let me explain my rational. I believe markets respond most to the change in inflation and growth. I
The Communications with the Public section of the 2023 Report on FINRA’s Examination and Risk Monitoring Program (the Report) informs member firms’ compliance programs by providing annual insights from FINRA’s ongoing regulatory operations, including (1) regulatory obligations and related considerations, (2) findings and effective practices, and (3) additional resources.
Hello, I have been buying crypto currency and crypto funds since early 2021. I am unhappy that till date SEC has not made decision on what rules should apply to crypto. Since January 2022 the whole crypto group has been in decline. The decline is due to SEC inability to make decision within appropriate time. Please don't make new restrictions that I should pass a test in order to buy
I think it should be up to investors to decide what they want to invest their money into. I understand what crypto is probably more than any of the law makers (unfortunately). Having crypto exposure in my retirement fund is key to my investment strategy. Funds such as BITO are complementing my investments, not hurting them. By restricting crypto trading you are leaving the hole US market at a
Report Examines Attitudes, Behaviors of Investors Ages 18 to 25
WASHINGTON—FINRA Investor Education Foundation (FINRA Foundation) and CFA Institute have released a new report, Gen Z and Investing: Social Media, Crypto, FOMO, and Family.
The report examines attitudes and behaviors around investing among two Gen Z segments (ages 18 to 25) in the United States—those with and
The proposed rules for investing in Crypto are absurd. If you want to regulate, then make sure investments are on the up and up. Leave investors alone. You are attempting to treat investors like they dont have the right to make their own investment decisions. Crypto could be a serious and viable strategy for people looking to diversify portfolios. And if people dont invest wisely in Crypto,
I feel that government overreach has been getting worse and worse. I am a crypto investor. I feel some things that need to happen is making bots illegal for crypto. They are a problem for the industry when every tom dick and harry have a bot program like Pionex as an example. The government should regulate the industry, without screwing those who have been in it. I am for regulation on the
I am an accredited investor and I don't see any reason why someone with less than a million in net worth or makes less than $200,000 a year can't be an accredited Investor as well. It makes NO sense when you allow for sports betting, casino's, and las vegas where the odds of losing your money can be much much higher. It's a racket to protect banks and large
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to adopt FINRA Rule 6152 (Disclosure of Order Execution Information for NMS Stocks) to require members to submit their order execution reports for NMS stocks to FINRA for publication on the FINRA website.
