(a) A member shall submit the trade data specified below in automated format as may be prescribed by FINRA from time to time. This information shall be supplied with respect to any transaction or transactions that are the subject of a request for information made by FINRA.
(b) If the transaction was a proprietary transaction effected or caused to be effected by the member for any account in
I think it's an excellent idea to report short interest positions with more accuracy and transparency, on a more regular basis. I also think FTDs should be reported, again, accurately, and with settlement dates etc in a transparent way.
Citadel is completing multiple dark pool trades to cause market manipulation and short stocks on multiple levels whilst the SEC stands by and lets it happen. On 07/12/21 there were record high dark pool trades for $AMC
I think it's only fair that short positions are reported on the daily. We live in the information age and I don't see any reason for information to be delayed. This would make it fair for all players in the market. Thank you
Can you please do something about the short/naked shorts going on with AMC Entertainment. I’ve heard Citidel Hedge fund has something to do with it. Please make a change for the hard working people of this country.
I am AGAINST passage of FINRA’s Regulatory Notice 22-08 taking effect. I trade indexed ETF's over short time horizons, am aware of, and am satisfied with the risk acceptance protocol followed by the service providers. I DO NOT WANT ACCESS TO COMPLEX PRODUCTS RESTRICTED.
I would like to voice my concern over restricting leverage trading. They are vital to my retirement strategy. I can make great profits with less exposure and in a shorter time frame. The brokerages do an outstandin job of informing us of the risk and that they are for short term trading.
I have been investing for 65 years and, at age 90, have not run out of funds. Small doses of leveraged and inverse funds help me deal with trends as I see them. I feel much more comfortable using inverse funds than shorting stocks.
Eliminating inverse leveraged ETFs will cause more risk for investors as they will be forced to spend more money on long leaps and be forced to shorting stocks which has unlimited risk. People need to be able to think for themselves and make their own decisions based on their risk tolerance.
Inverse funds are used as a means to hedge investments. There is ample information and training online regarding short ETFs and therefore testing investors is an unnecessary administrative and financial burden. Regulations should not be put imposed on individuals who should have the freedom to manage their own risk.
