Guidance regarding use of related performance information in sales material for private equity funds.
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Agenda
I'm fine with the proposed regulations IF YOU ALSO make it illegal for politicians to trade on insider information.
Of course you won't do this, so leave the retail investor alone.
We have enough problem competing with political cheaters as it is.
If an investment product is available on the public market, anyone should be able to buy it. There are risks and rewards and they are the responsibility of the investor. The investor does not need special education, nor have above average means. Information on any of these products is freely available.
(a) Definition
For purposes of this Rule, the term "collateralized mortgage obligation" (CMO) refers to a multi-class debt instrument backed by a pool of mortgage pass-through securities or mortgage loans, including real estate mortgage investment conduits (REMICs) as defined in the Tax Reform Act of 1986.
(b) Disclosure Standards and Required Educational Material
(1)
Making sure a person is informed is one thing and you should be checking on that. Making a choice you enter these deals is on the investor and unless it's a scheme of some kind it's our choice where we put our cash.
SEC Approves Supplemental Schedule for Derivatives and Other Off-Balance Sheet Items
FINRA is publishing its quarterly OTC Equities High Price Dissemination List for the first quarter of 2025. This updated list of OTC equity securities eligible for trade report dissemination for trades of fewer than 100 shares is effective as of June 13, 2025. To view changes, visit the Daily List: Security Attribute Changes page, select the “Unit of Trades” filter and enter June 12,
Its extremely hurtful that FINRA regulators are taking away my ability and freedom to invest in complex funds . Most of the middle class whose daily struggle is to save money and take informed help is being taken away by this step
These products are useful to a informed trader. Removing these would be like dictating what people can invest in. What's next, all stocks under 5 dollars or 1 dollar. It is our right to make these choices. Don't take my rights away.
