2006—2007 Filing Due Dates
NASD would like to remind members of their obligation to file the appropriate FOCUS reports, Schedule I filings, Annual Audits, Customer Complaints and Short Interest reports by their due dates. The following schedule outlines due dates for 2006 reports that have 2007 due dates, and for 2007 reports. Questions regarding the information to be filed can be directed to
Please shows short-sell study in chart like green and red candle bars for inflow and outflow add another color bars for short-sell and covered shorts in real-time. Including dark-pool buy and sell.
Al actions happening in the market should be available for everyone investing. There should be no dark pool that doesn't show up on the public exchanges. All short positions should be available to the public on a daily basis.
With all of the technology today short sale positions should be reported daily. There’s no way you can tell me that we can put a rover or Mars but can’t count shares of stock.
I am the holder of AMC stock,there is too much short selling,naked shorting,fail to deliver,computer generated Algorithms,manuplation,delay in buying shares,routing the buying of shares to citadel by brokers like Robinhood and sharing of info with hedge funds
Please look into the manipulation that is hurting retail investors in the AMC and GameStop stocks. The short selling and dark look trading on these stocks is absolutely out of control and prevents a true free market for retail investors.
I would like to see daily short interest reported with one hundred percent transparency. Not self reported with omissions, so that we can understand natural price movent in stocks without manipulation.
GUIDANCEAffirmative Determination RequirementsSUGGESTED ROUTINGKEY TOPICSExecutive RepresentativeLegal & ComplianceOperationsNASD Rule 3370Short Sale RuleAffirmative DeterminationExecutive SummaryOn November 14, 2003, the Securities and Exchange Commission (SEC) approved amendments to Rule 3370 (Prompt Receipt and Delivery of Securities—the "affirmative
I, Labros Panos, am fully aware of the risk and charges of Pro Shares short ETS's and ETPs such as the symbol DOG which currently I have in my account. I find it easy and pleasant to pass time and to follow the markets.
Thank you for your concern.
I have managed my own investments for decades and have frequently used long and short leveraged investments as part of my strategies.
Any restrictions are likely to be unfair and favor those who are already
privileged. Do not impose restrictions on public investments.
