This data provides comprehensive information on individual transactions in Treasury on-the-run nominal coupons on an end-of-day basis for Treasury securities that traded within the past 10 years.View Data I agree with the Fixed Income Data User AgreementAbout the DataData Glossary Treasury Securities Data GlossaryData SourcesFINRA members report information on transactions in U.S.
The brokerage company I work with always provides information on risk with investing. As do drug companies with risk on heath. Leave the way I want to invest alone. Ones choice. Free country.
The Cyber and Analytics Unit (CAU) within FINRA’s Member Supervision program highlights recent reports of a CrowdStrike service outage affecting Microsoft operating systems. FINRA continues to monitor the outage.
Strongly opposed to proposed regulations.
Please do not interfere with my right to invest.
The public is capable of doing their own research. There is plenty of information in the prospectus for people to make their own decisions.
I strongly oppose limiting our ability to invest in instruments of our choosing, just as you oppose us limiting your ability to invest in instruments you an privy information about.
The current information safeguards for investors appears responsible and appropriate. Absent hard evidence of abuse, misunderstanding or the like, there does not appear to be a compelling need for increased regulatory involvement in this type of vehicle.
Firms could be vulnerable to a newly discovered social engineering scheme in which bad actors trick customer support personnel into downloading and executing malware. This Alert describes the scheme and provides recommendations to help firms protect themselves from the threat.
BrokerCheck is a free tool from FINRA that can help you research the professional backgrounds of investment professionals, brokerage firms and investment adviser firms.Where BrokerCheck Information Comes FromBoth brokerage firms and individuals must be registered with FINRA to conduct securities transactions and business with the investing public. Individuals might also be required to meet state
<p>NASD Rule 2711 - Research Analysts and Research Reports</p>
SUGGESTED ROUTING*
Senior ManagementInternal AuditLegal & ComplianceOperationsSystemsTrading
*These are suggested departments only. Others may be appropriate for your firm.
EXECUTIVE SUMMARY
As previously reported in Notice to Members 88-104 and 89-17, the NASD requires its members to respond to requests for trading data by using a standardized automated format. This format is
