Leveraged and inverse funds can be a useful investment tool for those that understand the risks. It should not be up to the government to decide who is capable of taking these risks and who isn't.
TO: NASD Members Participating in Sales of Direct Participation Program Securities
The National Association of Securities Dealers, Inc. is circulating the attached questionnaire to members which participate in sales of direct participation programs in order to ascertain the level of interest in a communications service that would disseminate information about DPPs to members and sponsors. This
No reason to limit anyone's ability to invest in the market. As an investor I'm responsible for educating myself on the risks I'm accepting with my investments and weigh these risks against the potential returns.
Please do not place any restrictions on any of my investment choices! I am able to decide what risks to take and how much risk that I am willing take!
In 2009 FINRA conducted a voluntary firm survey to determine preparedness for a pandemic in light of current events involving influenza A (H1N1). This survey continues FINRA's efforts to assist firms with business continuity planning by facilitating the exchange of information.
Hi,
I have known the Leveraged ETFs' risk and invest in those ETFs by my own decision and risk. Don't make limit to buy or sell that options.
Thank you.
Please do not restrict access to my investment funds. We investors are made fully aware of the risks associated with different investments, but these different levels of risk are needed for a diverse portfolio.
I don't agree with the upcoming decisions regarding leveraged ETFs. I know the risk and am willing to take that level of risk for the exposure. I should be allowed to make these investment choices without restriction.
This is a very restrictive measure and limits my ability as an experienced investor to invest as I see fit. I am aware risks involved and those risks have been made clear to me.
The brokerage company I work with always provides information on risk with investing. As do drug companies with risk on heath. Leave the way I want to invest alone. Ones choice. Free country.