Please do not place any restrictions on any of my investment choices! I am able to decide what risks to take and how much risk that I am willing take!
No reason to limit anyone's ability to invest in the market. As an investor I'm responsible for educating myself on the risks I'm accepting with my investments and weigh these risks against the potential returns.
Hi,
I have known the Leveraged ETFs' risk and invest in those ETFs by my own decision and risk. Don't make limit to buy or sell that options.
Thank you.
By Kara Williams and Gargi Sharma
Here is a look back at a few key topics related to anti-money laundering (AML) obligations that rose to the level of being included in FINRA’s 2023 Examination and Risk Monitoring Report. These threats continue to be prevalent today and remain as areas of focus for FINRA’s Complex Investigations and Intelligence (CII) section.
One was manipulative trading in
Please do not restrict access to my investment funds. We investors are made fully aware of the risks associated with different investments, but these different levels of risk are needed for a diverse portfolio.
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FINRA has identified instances in which firms that carry customers’ alternative investment assets held in IRAs failed to apply the requirements of financial and operational rules applicable to those assets.20
Failure to Establish Possession or Control as Required by SEA Rule 15c3-3 (referred to as the SEC’s “Customer Protection Rule”) – In some instances, firms that maintained custody
I don't agree with the upcoming decisions regarding leveraged ETFs. I know the risk and am willing to take that level of risk for the exposure. I should be allowed to make these investment choices without restriction.
This is a very restrictive measure and limits my ability as an experienced investor to invest as I see fit. I am aware risks involved and those risks have been made clear to me.
On this episode, we delve into the results of FINRA's targeted review of certain member firms and their communications to retail investors regarding crypto products and services.
Most leveraged funds SHOULD probably be restricted to certain qualified investors as they often have extraordinary risks that the casual or long-term investor may not be aware of. The risks need to be clearly explained.