Request for TRACE Reporting Exemption Under FINRA Rule 6732
Hi, I'm writing to express my opposition to regulations or restrictions that prevent or encumber my ability to invest in public investments. I feel that it should be my right to invest in securities/funds that include new, upcoming, and/or non-traditional commodities (e.g. cryptocurrencies). It should be the investors right to diversify and consider all available options when implementing a
Dark pools need to be eliminated and naked shorts are ILLEGAL but are still an ongoing practice among hedge funds. SSR needs to also be enforced much better. The hedge funds are able to do whatever they want and don't get punished for their actions. SEC, please step up and stop illegal practices and be more transparent in regards to stock market information.
I want much more transparency in the market, especially when it comes to buy/sell orders in ATS. All information market makers have when it comes to filing for a short position should be just as accessible to retail traders. Lastly, short positions buys/sell should be disclosed the day of filing. No more T+ nonsense. Thank you kindly, I hope this helps.
Report short interest and all relevant information DAILY. End loopholes allowing short interest to be artificially hidden with “married calls/puts.” Do something about the relentless and abusive practice of naked shorting. Everyone sees it but the general public cannot do anything about it. Are shares of everything we own are getting significantly and artificially devalued through this rampant
All information regarding what is happening on the stock exchange should be made public, otherwise the „game” is not fair. Short positions should be reporter and tracked daily. The lack of transparency only creates opportunities for Big players. A great example was set by regulators in South Korea who recently made the fines surrounding synthetic/naked shorting/FTDs to appropriately (!) reflect
I am writing to request you refrain from placing more regulations on the trading community with regards to inverse instruments. Information is readily available and has been sent by my trading house regarding the risks associated with these instruments. Such instruments are an important part of trading and provide hedging tools for portfolio management. We do not need more government intervention
I have used both inverse and leveraged funds several times over the years and met my objectives for both hedging and capital gains. In my opinion these funds provide excellent opportunities for smaller investors to participate in otherwise difficult to implement investment strategies. Adequate warnings and educational information are readily available in the fund prospectuses and the issuers
Have you ever wondered who protects investors—and how? FINRA, the Financial Industry Regulatory Authority, is a not-for-profit organization authorized under the federal securities laws and registered with the Securities and Exchange Commission (SEC). Alongside the SEC, FINRA oversees U.S. member broker-dealers and their personnel, including individuals who recommend or sell securities products to the public. FINRA’s mission is protecting the investor and ensuring the integrity of our country’s securities markets.
TO: All NASD Members and Other Interested Persons
ATTN: Trading and Operations Personnel
The Securities and Exchange Commission recently approved amendments to Schedules D and G of the NASD By-Laws that will require real-time trade reports in NASDAQ National Market System securities and listed securities traded off-board to include a buy, sell or cross indicator. To report this information,
