Regulators, Leveraged ETFs are important to my investment strategy and ability to tailor my investments to my risk tolerance. I use leveraged and invers ETFs for efficient hedging and speculation based on my analysis. Restricting free access to these instruments means infringing on my rights to manage my investments without outside intervention and will be an absolutely stupid policy that will
Dear Finra,
I strongly encourage you to continue allowing retail and retirement investors like myself to continue investing in levered and complex products. These products are great investment tools for people like myself who choose to perform careful and thoughtful research while understanding the risks that come with them. It would be government overreach to restrict individuals from making
I am writing to express my opposition to increase regulation limiting the use and trading of reverse and leveraged securities. While these can represent a higher risk form of investing, they can also be an effective way for ordinary and yet well informed investors to navigate different trends and market environments. Efforts to limi this type of investing to the privileged few does not benefit
It is important to allow investors to use leveraged and inverse funds in their portfolios. These add an opportunity to participate in a sound and well managed personal investment effort to be successful. Brokerages provided valued information and warning about these produces to their clients.
Individual investors put a lot of time and effort to understand L&I Funds. I know that I do
Blue Sheet Data
Electronic Blue Sheet (EBS) data files, which contain both trading and account holder information, provide regulatory agencies with the ability to analyze a firm’s trading activity. Firms are expected to provide complete, accurate and timely Blue Sheet data in response to regulatory requests. Incomplete, inaccurate and untimely Blue Sheet data compromises regulators’ ability to
Each member shall develop and implement a written anti-money laundering program reasonably designed to achieve and monitor the member's compliance with the requirements of the Bank Secrecy Act (31 U.S.C. 5311, et seq.), and the implementing regulations promulgated thereunder by the Department of the Treasury. Each member's anti-money laundering program must be approved, in writing, by a
Freedom is our right. Comgresss trafers on inside information and you want to disallow constituents freedom to invest in their choice of investments. You are not special but may think you are. Your below average thinkers, make stupid rules and are currently led by a incompetent old man who cant remember his thoughts and who enriched his family of. Crooks and enabled his son to make millions.
Comments: Restricting an investor's access to investment products will only put them at a disadvantage. These tools fit into a number of viable investment strategies, and can be useful to hedge a portfolio to mitigate risk. Having higher net worth doesn't not necessarily make someone a more intelligent, qualified investor. Providing information and making investors aware of
Regulators are spending a lot of time informing traders on ways they cant get make money. Its awful to see big name companies and hedge funds find ways to stay rich while regulators focus on stopping retail traders from trading. We dont tell regulators how to do their jobs but we constantly have to hear from then on how we can trade.
Greetings, Not sure why FINRA has not come out with a report in the last three quarters, but the information it provides is completely valid and incredibly important to me as an individual investor. Also, I wish their was some working enforcement in place to discourage naked short selling and the unethical trade practices being used to manipulate a stocks true value.
