Please don't assume that investors don't understand the risk associated with leveraged investments. If you want to fix the market, then don't allow the short interest of a stock to exceed the total float of the long interest. Verify that ETN are properly backed so wild market swings can be covered.
I approve of these actions. Especially, naked call selling with high amounts of volume. This practice is know as synthetic shorting. Its used by funds to drive down price on higher speculative stocks. All information on this info should be accessible to all.
I have the right to choose the public investment and believe leveraged ETF is important options to my strategies.
Leveraged index ETFs are no risky than individual stocks.
Setting up a test do not guarantee investment competence. Becoming an financial advisor requires taking tests but the performance is not spectacular.
Retail investors deserve proper and timely disclosure of information, the amount of Information that is misreported is incredibly misleading. Please do something about this broken system, institute changes that bring positive outlook to the future of the stock market, for all participants.
Americans don't need anyone telling us how to invest especially a government agency. We all know you're NOT doing this in our best interest. Why don't you work on congress and the senate illegally buying stocks before you harass law abiding citizens.
I strongly oppose any rules to limit the trading of leveraged instruments. I use leveraged instruments all the time and I trust that anyone who uses them exercises common sense just the same they would when buying other volatile stocks like Tesla, Bitcoin etc. etc.
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NASD Regulation is providing this Notice on behalf of the Options Self-Regulatory Council. This Notice advises broker/dealers to review or develop
SummaryIn light of the increasingly automated markets for NMS stocks, FINRA is issuing this Notice to remind member firms of their obligation to execute marketable customer orders fully and promptly. We also are reminding firms of their obligation to ensure that their supervisory systems are reasonably designed to achieve compliance with this obligation.Questions concerning this Notice should be
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The NASD urges members to take immediate action to ensure the accuracy and completeness of trading data submitted through the NASD's electronic blue sheet system in response to regulatory inquiries. The NASD has become concerned that the quality of submissions by members is not at
Agreeing with Tom Berwick, sending for visibility into this serious matter. I am sick & tired of large hedge funds such as Citadel performing coordinated ladder attacks against GME & AMC, as well as others. Those two charts frequently pattern in lock step with each other. Investors know, as I assume FINRA & SEC does as well, that naked shorting is taking place on a grand
