Displaying 1451 - 1460 of 4652 Results
In observation of the Thanksgiving holiday, the FINRA Alternative Display Facility (ADF) will be closed on Thursday, November 23, 2023.Please be advised that the ADF will close early on Friday, November 24, 2023. See the table below for a schedule of modified hours. Thank you for your attention to this matter. Please contact FINRA Operations at (866) 776-0800 if you have any questions.Market
In observation of the Thanksgiving holiday, the ORF System will be closed on Thursday, November 23, 2023. Please be advised that the ORF system will close early on Friday, November 24, 2023 at 1 p.m., E.T. See the table below for a schedule of modified hours. Thank you for your attention to this matter. Please contact FINRA Operations at (866) 776-0800 if you have any questions.Market
For 20 years, FINRA’s Trade Reporting and Compliance Engine, known as TRACE, has contributed to reduced trade execution costs, facilitated price formation, aided regulatory programs and protected investors, as detailed in a recent blog commemorating this milestone anniversary. As an economist, I’d argue TRACE’s impact extends. For me, some of the real impact is in the research it has enabled.
I am not a big investor, and I believe in free and universal access to the markets. I was fully informed by my broker about the risks involved in leveraged and inverse funds, which are an important security hedge for me should the market crash. I am opposed to SEC Proposed Rule #S7-24-15 and urge you to consider the harmful and unnecessary limitations it would impose on myself and others like me
I am a government employee and also invest my hard earned money and do not want to see over regulations restricting my options while allowing big pocket companies access to the same investments. Please let us choose what we invest on and let us keep the responsibility to be informed and educated. We are adults and should not be tested for where we invest our money. Thank you.
The proposed legislation limits the investing power of highly educated or well-read individuals who come from adverse backgrounds. Such regulations are effectively an increased barrier to entry for the many Americans like myself who attempt to build wealth with no assistance from an inheritance. Rather than pass legislation that effectively handcuffs those with little amassed wealth, the
This is extremely disturbing information that FINRA would seek to limit individual investor access to more complex investment products. Retail investors are already saddled with significant disadvantages. This only serves to further stack the regulations against them. I invested in leveraged products fully aware of the inherent risks. To take these investments away from those retail investors
I spend alot of time researching and pay consulants for information for stocks to buy. I don't feel it should be up to somebody else to decide if we can buy shares of any stock.
Everyday the stock market is a risk i am willing to take, i feel this more would allow the rich to become richer and block the everyday Joe out from making money. I feel ther is a hidden agenda behind this.
I have been using leveraged ETFs exclusively in my brokerage and retirement investment accounts for the past three years. I have studied them extensively and determined that they are the right choice for me and my family. They are not for everybody. Each investor should due their own research and there's certainly no shortage of information on these investment vehicles. Every investor,
It is my opinion that I alone, not regulators, should have the right to choose the investment strategy that best suits me and my family. I am fully capable of researching and making an informed decision on what leveraged and inverse funds that I should buy and sell. All funds are risky and I am 100% against regulations that are imposed upon me and that can drastically impact my ability to plan