Comment Period Expires October 3, 1994
SUGGESTED ROUTING
Senior Management Corporate Finance Institutional Legal & Compliance Mutual Fund
Executive Summary
The NASD requests member comment on proposed amendments to Article III, Sections 26 and 29 of the Rules of Fair Practice that would revise existing rules applicable to the sale of investment company securities and establish new
As an investor i understand risk and rewards associated with 3xleverege ETF as well inverse 3xleverege ETF .And I am totally against and rule imposed on small investor which will discourage investing.
Leveraged and inverse funds or ETF are useful investment instrument for investors to manage and protect their investment. Equivalent to options, their work well and should be continue to be available on the market. Do not mess with them please.
I have been actively trading for for 40 years. I have experience in trading comodity futures as well as stock options. I am fully aware of and accept the risks involved in leveraged and inverse funds.
There are many individual stocks which have been and continue to be more volatile then leveraged stocks.Are you going to regulate them as well. leveraged stocks are safer than borrowing on margin. That is a fact.
Nanny state tactics that determine how, when and why I invest need to stop. I have gotten by so far without government oversight and can continue to do so very well.
Almost all of investors are already well aware of the meaning of investing in leverged or inversed etf and no one can or should limit the personal choice with their own money
I totally oppose for the FINRA regulatory notice
Leveraged S&P funds have been critical to how I take advantage of trends as well as manage risk in my portfolio simplistically without the need for margin or options. Do not take them away!
I currently hold my series 7 and 66 and work for Wells Fargo Advisors but cannot continue to invest in ETFs that I choose because of the gov't restrictions. How is it their job to decide how I invest?! That's insane!
Hello,
My name is Christopher Francis Lewis Patterson. I am an non-traditional, first generation undergraduate Business Information Systems Major communicating to you in the midst of finals at CSUDH Dominguez Hills in Carson, California. There’s a lot of other details about me that you may find interesting relating to my upcoming dialogue, but that’s not what this comment is about.
I would like
