On February 27, 2014, the SEC approved FINRA's proposed rule filing SR-FINRA-2013-050. The approved amendment to the OATS rules requires firms to express time in milliseconds when reporting order information to OATS if the firm's systems capture time in milliseconds, effective April 7, 2014.
ORF Forms and Documentation - Web API Archive
FINRA has updated the Financial Information eXchange (FIX) and Computer-to-Computer Interface (CTCI) specifications for reporting OTC equity trades to the new OTC Reporting Facility (ORF) platform. Reporting to the new platform will become effective on Monday June 2, 2014.
FINRA Gateway - Exam Requests
On June 2, 2014, the OTC Reporting Facility (ORF) is scheduled to migrate to new technology.
This free, 90-minute online training session focused on the features and functionality of the TRAQS website for TRACE reporting. It introduced users-especially staff with limited exposure to TRACE-to TRAQS and how the functionality can be utilized for TRACE reporting and management of reported transactions.
On Demand presentations from TRACE
Pursuant to a Securities and Exchange Commission request, each SRO has agreed to make publicly available the trading data in connection with the Pilot. By making the trading data publicly available, researchers may study the Pilot.
This free, 90-minute online training session focused on the features and functionality of the TRAQS website for TRACE reporting. It introduced users—especially staff with limited exposure to TRACE—to TRAQS and how the functionality can be utilized for TRACE reporting and management of reported transactions.
