Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend FINRA Rule 6120 (Trading Halts) to conform to recent amendments to the NMS plans governing the collection, consolidation and dissemination of quotation and transaction information for NMS stocks and to make technical and clarifying
Securities Industry/Regulatory Council on Continuing Education Issues Firm Element Advisory Update
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I'm retired State Service living on Social Security with little long term security! I've been a investor in Celsius since 2019 and as of April 15th informed that I can no longer receive interest benefits when investing in the future because I'm not financially influent! But I can go to Vegas at
Anytime! Eliminate this barrier!
From our review of FINRA’s website information on diversity and Regulatory Notice 21-17, it is our opinion that your efforts are commendable and on target to promoting and encouraging diversity in the industry and at FINRA. The programs that you have established e.g. your Internal Racial Justice Task Force, Annual Diversity Summit and the Racial Justice Task Force should help identify barriers to
I regularly enjoy being able to trade in leveraged funds as a limited part of my investment strategies. I am able to afford risks associated with such trading and find the existing information and warnings supplied by Fidelity Investments more than sufficient to keep me aware of such risks. Please do not further restrict my use of such funds.
It is wrong to restrict access to certain investments to only connected, "wealthy" or otherwise selected investors. All market participants are provided investment prospectuses that detail the risks of each fund. It is up to each individual to decide for themselves if the fund aligns with their risk tolerance and objectives, and then research the market to make an informed
I have invested in leveraged funds for the past several years. I have lost money and I have made money. Same is true in the broader stock market.
My ability to invest in securities should not be regulated. The focus should be on regulating the providers of these funds to make sure they disclose all the information required for me to make sound decisions.
I do not believe that I need any help selecting or de-selecting my personal investments. Nor does anyone else.
Investment criteria are personal choices and it is up to the individual to be responsible for gaining the information required to vet the products on offer and then determine for themselves whether these vehicles meet their criteria and in their best judgement serve their investment
To Whom It May Concern:
Please allow me to continue to make informed choices on what investments are best for me and my family. Leveraged and inverse funds are important to my investment strategy. These funds allow me protect my investments and seek enhanced returns. I use them as a limited part of my overall portfolio.
