Comments: FINRA should not over-regulate the ETF market, which is quite efficient as is. I have traded ETFs for 40 years and they have served me well as far as picking a sector rather than a singular stock.
I have been trading stocks and options for over 20 years and have done quite well. I oppose any regulator who limits my ability to continue my current practice and continued success.
On This PageFAQ Applicable to FINRA's Fingerprint ProcessFAQ Applicable to All FirmsFAQ Applicable to Broker-Dealers FirmsFAQ Applicable to Funding PortalsFAQ Applicable to Investment AdvisersFAQ Applicable to FINRA’s Fingerprint ProcessQ1: Which firm personnel are required to be fingerprinted?A1: Pursuant to Section 17(f)(2) of the Securities Exchange Act of 1934, (15 USC 78q(f)(2)),&
I oppose restrictions to my right to invest in leveraged and invest funds as I am well aware of the risks involved in investing in these funds and capable of managing such type of funds. By restricting to invest, it questions my rights to access the markets.
The money is mine. I earned it and spent time finding an advisor to help me invest it according to my needs. No one else knows my needs well enough or cares enough to tske control of my money.
I understand leverage and inverse funds and risks associated with funds. I found that these funds are working well for hedging against my long term investments for me. So please allow individual investors to have that funds available.
It would be preposterous to restrict purchase of securities that permit me to hedge my risk.
Not sure why regulators would consider themselves as more concerned about my financial well being than I am myself.
As an individual I should have rights to invest the money I earned and I should be able to invest as well as hedge when required. I should not be tested for the knowledge in order for me to invest the way I wanted. It should be my personal choice.
Almost all of investors are already well aware of the meaing of investing in leverged or inversed efts and no one can or should limit the personal choice for investing with their own money and assets I totally oppose for the FINRA regulatory notice
Almost all of investors are already well aware of the meaing of investing in leverged or inversed efts and no one can or should limit the personal choice for investing with their own money and assets I totally oppose for the FINRA regulatory notice
