Our individual right, and freedom to invest, like all other rights and freedoms, should not be impeded by our public servants no matter how "well intended" the cause.
Our government has done a crap job at regulating our economy and the US dollar. Please don't help our crypto, you'll screw that up as well.
The people we'll not have our freedom of oppose restrict ions on our rights to invest. We will not have this right taken away, we stand together on this platform
Naked shorting needs to be stopped. Darkpools allow for manipulation of both long and short positions, as well as illegal short positions.
I Definitely like the idea of firms reports on there shorts reflecting their synthetic shorts as well and think that’s crucial to market transparency.
I believe I should have the right to invest in Proshares funds as well as others like these funds. Please do not limit my ability to invest in these types of leveraged funds.
TO: All NASD Members
The Securities and Exchange Commission recently issued proposals designed to clarify the obligations of brokers and issuers under its previously adopted direct communications program. The SEC had earlier mandated a program for issuers' direct communications with beneficial shareowners to go into effect on January 1, 1985.
However, on August 17, 1984, with the full
SummaryFINRA is issuing this Notice to remind member firms of longstanding Securities and Exchange Commission (SEC) and FINRA rules and guidance concerning best execution and payment for order flow, which the SEC has defined very broadly to refer to a wide range of practices including monetary payments and discounts, rebates, or other fee reductions or credits. Under these rules and guidance,
The Net Capital topic of the 2025 FINRA Annual Regulatory Oversight Report (the Report) informs member firms’ compliance programs by providing annual insights from FINRA’s ongoing regulatory operations, including (1) regulatory obligations, (2) findings and effective practices, and (3) additional resources.
FINRA Requests Comment on Concept Proposal to Identify and Manage Conflicts Involving the Preparation and Distribution of Debt Research Reports
