Investors should not be subject to any regulations or required to take classes/test. Investing in stocks whether leveraged or funds should be allowed to invest regardless of your monetary status. This is a violation of certain freedoms that a investor should have with their money.
You are not serious are you? Retail knows and has improved in understanding stock market more than brokers and agents. This is not needed. They take less risk as it involves their money unlike brokers who use others money to buy.
This is dumb, if I want to invest in leveraged funds, I shouldn't have to be rich or pass a test. Stop looking for problems that don't exist. I can easily lose all my money buying individual stocks or options just as easy.
WE DESERVE TO INVEST IN ANY STOCK JUST LIKE YOU QUIT BEING MONEY HUNGERY AND THINKING FOR YOUR SELF WITH ALL YOUR CRAP YOU PULL AND PRISES GOING UP WE NEED IT MORE THEN YOU
Publication Date: February 23, 2023
Interpretations are marked in blue background beneath the rule text to which they relate.
15c3-1a Options (Appendix A to 17 CFR 240.15c3-1).
15c3-1a(a) Definitions.
15c3-1a(a)(1) The term unlisted option shall mean any option not included in the definition of listed option provided in paragraph (c)(2)(x) of § 240.15c3-1.
15c3-1a(a)(2) The term option
The government should not restrict the people from investing in any U.S. funds on the stock market. It should be up to the individual investor to determine what is in their best interest. Please quit restricting any type of investment, that is not the governments job.
As a retail investor, I am concerned about the fairness of the current financial system. Having read many theoretical posts on r/Superstonk about the economy and doing my own research, I believe that more regulation on shorting is necessary in order to avoid the unfair devaluation of companies and protect smaller companies from its effects. In particular, more needs to be done about Fail-to-
Retail Investors should be allowed the same privileges as everyone else. Our money is green just like the hedge funds. There should be no way stocks can be manipulated or not reported fully.
SUGGESTED ROUTING
Legal & Compliance
Options
Trading
Executive Summary
On April 20, 1995, the Securities and Exchange Commission (SEC) approved an NASD® proposal to amend Section 33(b)(3) of the NASD Rules of Fair Practice to increase the position and exercise limits for certain equity securities that are not subject to standardized options trading.1 Specifically, with
Please do not take away the ability to use leveraged funds as this is a great vehicle to be a bit more aggressive without having to buy individual stocks. I should be able to assess and trade on the risk tolerance I have for myself and my family.
