tHE LEVERAGED AND INVERSE FUNDS ETFS HAVE SERVED US WELL. dO NOT CANCEL OR CHANGE THE RULES FOR INVESTING IN THEM.
Naked shorting, synthetic share creation, and dark pool order flows for payment need to stop. The algorithms are out of control and have caused our financial systems to be nothing more than programmed manipulation by hedge funds which do not have the interest of the retail trader at heart. Shorts need to report daily and FTDs need to be fully resolved by day 13th - not just the minimum payments
SummaryIn this Notice, FINRA reminds members of their obligations when selling private placements (i.e., unregistered offerings sold pursuant to the Regulation D safe harbors under Sections 3 and 4 of the Securities Act of 1933 (Securities Act)). In Regulatory Notice 10-22 (Obligation of Broker-Dealers to Conduct Reasonable Investigations in Regulation D Offerings), FINRA reminded members of
How dare you even think about making it more difficult for the general public to save for retirement. That you lump inverse funds along with leveraged funds is particularly damaging; you want the general public to try shorting stocks, really? You think that's less difficult than buying an inverse fund? Inverse ETFs are extremely important to my own trading, and have saved me more than
Holly Lokken is Senior Vice President in Market Regulation and Transparency Services. Ms. Lokken leads the Trading and Market Data Analytics business unit, which is a centralized market analytics center of excellence providing rapid, innovative, and impactful data and market analytics to each of FINRA’s Market Regulation core functions as well as the broader FINRA organization. Ms.
Yes, please to all of this. Transparency is needed here. Elimination of the dark pools as well.
Ive used leveraged and inverse funds, as well as options on them, as a retail investor for years and I intend to continue doing so.
Your intrusion into our lives is well beyond the benefit of our citizens and communities, stop trying to control our lives.
Leveraged investments are part of my portfolio. Please don't limit my ability to invest in these. They have served me well!
Your proposed regulation is counterintuitive. Most investors are well aware of the risk/reward offer by these investment vehicles. Do NOT impose these regulations.
