SEC Interpretive Actions related to Alternative Display Facility
On Monday, January 22, 2018, FINRA will implement changes to the TRACE for Treasuries (U.S. Treasuries) trade reporting retention period. Currently, trade reports for U.S. Treasuries transactions are held on a rolling 2-day period (T-1). Following the change, trade reports for U.S. Treasuries transactions will be retained on a rolling 3-day period (T-2).
Starting January 22, firms will be able
A Report on FINRA’s Financial Planning and Annual Budget
list of Participant Information And Legal Agreements
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Monthly Disciplinary Actions January 2018
