I think individual investors are severely disadvantaged when compared to other market participants when it comes to the issue of access to information. We desperately need more transparency surrounding short selling. I urge you to implement requirements for more frequent reporting of short positions. Anything you can do to get more data in the hands of the public is a step in the right direction.
What is going on in the market today with short selling is absolute market manipulation. How are traders allowed to operate on dark poles? How are they able to short shares that not only do they not home, but often times don’t even exist? The market needs to be a level playing field for both institutional traders and retail traders alike. The SEC Needs to take action against illegal activity!
You guys need to look into the dark pool, The synthetic shorts, the illegal shorts hedge funds are barrowing and/or taking, the stock manipulation they're doing to both AMC/GME. And certain platforms associated w/ big hedge funds are turning off the "BUY" button with no consequences!!!! This has been going on for years but with these meme stocks it's at an all times high. It
The idea that institutions can sell shorts on a stock without actually owning a stock is absolutely unbelievable. Then add to that the ability to not even have to imitably purchase shares is ludicrous. Oh then scare them with putting them on threshold list that never gets enforced. Also a 48 hour delay to report in today’s worlds is totally inappropriate. Why not at the close of everyday shorts
FINRA 21-19 will help to restore some of my confidence in the US financial markets. I say some because It is clear that the integrity of the United States market has been strained to the edge of disaster, in large part due to systemic risk developed under the regulatory authority of FINRA's outdated short interest reporting policy. Healthy markets benefit everyone in the long term. Given the
FINRA 21-19 is a long overdue change. It is clear that the integrity of the United States market has been strained to the edge of disaster, in large part due to systemic risk developed under the regulatory authority of FINRA's outdated short interest reporting policy. While many of the policies mentioned in Regulatory Notice 21-19 address the general breadth of exploitable and ineffective
Thank you for your time. Currently as it stands, there is too little information in true short positions. With a market makers ability to create synthetic shares for “liquidity”, at some point the true positions need to be accounted for. If a bank, a market maker, and or other parties can hide positions through layered securities like CDOs or swaps, there is no benefit to the market, only the
FINRA has taken disciplinary actions against the following firms and individuals for violations of FINRA rules; federal securities laws, rules and regulations; and the rules of the Municipal Securities Rulemaking Board (MSRB).
Removing our ability to protect our assets and ONLY allowing us to be long stocks is criminal. Why cant we protect our investments? You only want us to lose money if the marker goes down? You crooks need to allow us to short if we want to and STOP trying to control markets so much. GET OUT OF THE MARKETS. Let the free markets be free. If we want to short we should be able to.
Dear Sir/Madam:
Leveraged and inverse funds are a vital part of helping me to hedge my portfolio and avoiding constant trading. I use these tools to short the S&P 500 or other indexes when they have become frothy (in my view). These products reduce the volatility and allow me to stay in core positions longer. I use them as short-term hedges and the risks of staying in them too long