Unfair Restrictions are put in place to keep the majority of investors from gaining larger profits. There is no reason to invest in the stock market if shareholders dont truly own the stocks they hold or are held back during peak performance periods. Millions of people missed out on buying Bitcoin years ago. Once the Bito shares became public some people including myself, could invest in crypto
In my opinion. These ETF's are no more risky than any other investment, especially under the current market conditions. When meme stocks and crypto currencies are more volatile and unpredictable than any leveraged or inverse fund. .
(a) Definitions. For purposes of these Rules, the following definitions shall apply:
(1) The terms "automated quotation," "National Market System Plan" (NMS Plan), "intermarket sweep order," "manual quotation," "NMS stock," "protected quotation," and "trading center" shall have the meanings set forth in Rule 600(b) of SEC
i do not need to be protected from myself with leveraged funds. I understand their investment role and associated risks. I balance these risks with blue-chip stocks and they provide a way to improve the overall return of my portfolio without excessive risky behavior like crypto.
Crypto shouldnt need any more information gathering than other current investments. There are no requirements for stocks, bonds, ETFs, so why should there be another asset class. Just because its unfamiliar doesnt mean it should be treated differently.
please do not stop us from investing. I very much enjoy exercising my righy to purchase stivks and crypto currency. especially if the leaders of of our country can trade stocks, we the people should also be able to participate in the free market. thank you for your time thank you for reading this
FINRA published its 2024 FINRA Annual Regulatory Oversight Report, formerly known as the Report on FINRA’s Examination and Risk Monitoring Program. The report provides member firms with key insights and observations from recent activities of FINRA’s regulatory operations to use in strengthening their compliance programs.
This does not need more big government! I'm a small-time investor, and I want to make my own investment decisions. Of course, all investing carries a risk - stocks, bonds, crypto, buying houses, etc etc.
These funds create an equal playing field for the small-time investors, not Wall Street. So please do not pass this. Thank-you.
The more rules the better on the Investment industry. Their only guiding principle is fleecing the flock of uninformed investors. No unproven 'vaporware' of 'investments' should be allowed without full SEC scrutiny. We do not need meme stocks, 'alternative' investments, gold, crypto and other risky investments with no underlying value to be
1. T+0 settlement 2. Market Makers cannot be hedge funds. 3. Stock in hand rule ie short seller must have found and received stock before it can be shorted. 4. Public list of every entity which short sells a stock. 5. Maintenance requirement to short a stock to be cash only with zero marginable securities used as collateral. 6. Fine for Naked Short Selling enhanced to 1000% of stock's value
