Please allow me to continue purchasing Leveraged ETFs. They make up a large part of my portfolio, and have for years. They are very useful both for short term trades and longer term investments. Moreover, I am not fond of shorting individual stocks, but inverse ETFs fit my needs entirely. Thanks you for reading.
GUIDANCE
Options Position and Exercise Limits
SUGGESTED ROUTING
KEY TOPICS
Institutional
Legal & Compliance
Options
Senior management
Trading
Training
Exercise Limits
Options
Position Limits
Rule 2860
Executive Summary
On August 10, 2006, NASD filed for immediate effectiveness with
the Securities and Exchange Commission (SEC) amendments to Rule 2860 extending until
GUIDANCE
Options Position and Exercise Limits
SUGGESTED ROUTING
KEY TOPICS
Institutional
Legal & Compliance
Options
Senior management
Trading
Training
Exercise Limits
Options
Position Limits
Rule 2860
Executive Summary
On February 16, 2006, NASD filed for immediate effectiveness with
the Securities and Exchange Commission (SEC) amendments to Rule 2860 extending until
FINRA 21-19 As a retail investor I have been concerned with the lack of transparency in short interest reporting. Confidence in the US market is wavering in part due to FINRAS out dated policies on short interest reporting. For a free market to exist we need reform and transparency for everyone.
There needs to be accurate, timely, and mandatory reporting guidelines around short interest. Accurate and timely would be the important part for the individual investors. The mandatory reporting would be for institutional investing. There are currently too many ways to misrepresent and obfuscate actual short interest information.
I’m looking for (and I’m sure MANY other investor as well ) further transparency on short sales and short interest reporting, I feel as though there might not be all the information available to the public and need reaffirmation that I can trust the market I’m investing in, many thanks!
In the current environment of overvalued stocks and bonds across the board, the winning strategy is short everything. You want to take that away, right now, at the top of this massive bubble?
Regulators, the Government, and the FED got us in this mess. Now, the only good option is going short. I understand the risks. And I want you people to stay out of my way.
The New Account Application Template is a voluntary model brokerage account form that is provided as a resource to firms when they design or update their new account forms.
On this issues presented, my comments are: Short Interest Positions: I feel that short interest positions should be reported as all other positions are reported. There are videos of former hedge fund managers(Jim Cramer) admitting that psychological manipulation and misinformation are essential tools for a hedge fund to create narratives in the media for the purpose of manipulating a stock.
The way the stock market is set up for the larger entities to easily outweigh performance of the average retail trader is completely absurd. With stocks that are being massively shorted, much like Tesla (TSLA) was back a few years ago, and other stocks now like Gamestop (GME), AMC Theater (AMC) , Nokia (NOK) and many more, it allows such a distrust in the system for who can make money FAIRLY. If
