It is discrimination to not allow the general public to invest in publicly available stocks.
The guidance provided in these FAQs pertains to the reporting to FINRA of “short” positions pursuant to FINRA Rule 4560 (Short-Interest Reporting) in OTC Equity securities, as defined in Rule 6420, and securities listed on a national securities exchange.
Why should an investor use Leveraged Funds? 1) Better Outcomes: Yale professors did a study on the use of leverage on retirement investing from 1871-2004 (1): “By employing leverage to gain more exposure to stocks when young, individuals can achieve better diversification across time. Using stock data going back to 1871, we show that buying stock on margin when young combined with more
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to adopt FINRA Rule 7640B (Data Products Offered By NYSE) to (1) describe FINRA’s practices relating to the distribution of market data for over-the-counter (“OTC”) transactions in NMS stocks generated through the operation of the FINRA/NYSE
(a) A member holding an open order from a customer or another broker-dealer shall, prior to executing or permitting the order to be executed, reduce, increase, or adjust the price and/or number of shares of such order by an amount equal to the dividend, payment, or distribution on the day that the security is quoted ex-dividend, ex-rights, ex-distribution, or ex-interest, except where a cash
I'm a retail investor from Sweden who's been an investor in AMC since January 2021. AMC is the owner of Sweden's largest cinema chain (Filmstaden) and I found it important to try and help a struggling company to survive. Little did I know that short sellers with seemingly endless liquidity tried the exact opposite: to bankrupt the company through short selling and driving down the
I OPPOSE RESTRICTIONS TO MY RIGHT TO INVEST IN ANY LEGAL SECURITY OR STOCKS.
I WANT TO BE FREELY ABLE TO INVEST AT MY WILL IN ANY PROPERTY OR STOCK I WANT
We should have the right to purchase any stock we desire.
I strongly oppose these restrictions to my ability to trade leveraged and inverse stocks.