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It is common knowledge that markets are manipulated by large funds and privileged wealthy investors. Leveraged and inverse funds are the small investors way to level the playing field. People should have the right to make their own financial decisions. Information regarding risks is adequate to inform an investor who should take responsibility for their own actions. Passing a knowledge test does
Executive SummaryThe purpose of this Election Notice is to notify firms of the upcoming elections to fill vacancies on the FINRA Regional Committees, and the mailing of ballots to eligible firms.As detailed below, the following seats are contested:Midwest Region Committee, District 4 representativeMidwest Region Committee, District 8 representativeNew York Region Committee, District 10
I want the ability to leverage my account during periods of market uptrends. With the information available on the internet, YouTube, investing tools (Stochastics) and groups I believe I can make decisions that will increase my net worth.
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EXECUTIVE SUMMARY
The Central Registration Depository (CRD) was expanded in 1989 to enable firms to file one Form BD for both NASD membership and state licensing requirements. In the operation of this CRD system, it has become evident that states and
I support complete transparency. Please make all short positions public information to remove barriers that serve the 1%.
On This PageThe FINRA CRCP CE Reporting and Tracking SystemNavigating the CRCP CE Reporting SystemViewing and Changing Your ProfileViewing CRCP CE CreditsReporting Credits EarnedVerifying Compliance with CRCP CE RequirementsSign-in With GoogleAdditional AssistanceThe FINRA CRCP CE Reporting and Tracking SystemWhat is the FINRA CRCP CE System?The FINRA CRCP® CE System is a web-based portal for
Please allow me to object to your FINRA Reg. Notice #22-08.
Kindly inform me of the rationale you are using to justify a
restriction on the public's option to invest in leveraged and inverse funds.
Leveraged funds are an important part of my investment strategy. Information on these funds and their risks are readily available to public investors. Restricting these funds to only a select few would be harmful to the general public.
I do not need a regulatory board telling me I am too poor or too under informed to take a risky financial investment. I should have equal rights to all other investors.
Information about leveraged instruments is readily available online and via any broker. I don't think any additional regulation is needed, and I'm concerned that such regulation would unfair to some investors.