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Please contact FINRA Support with any questions regarding this notice.
regarding FINRA's notice #22-08 for comments about investors buying certain complex products, I comment that my access to leverage and inverse products is appropriate and has provided positive returns using a daily trading basis. I sign an agreement with my brokerage firm each year stating that I understand the risks involved when trading such products.I have a bachelors degree in
Dear Sirs:
I submit these comments in opposition to this FINRA Regulatory Notice:
I oppose limitations on use of ETFs that relate to "leveraged" or "inverse" funds. These ETFs are already fully disclosed to the public, and form a crucial part of many investor's plans for investing. Each individual is different; there is no "one size fits
In preparation for the dissemination of transaction level data in On-the-Run U.S. Treasury nominal coupons (see Regulatory Notice 24-06), we have updated the Non-Real-Time TRACE Data Agreement and Enhanced Historic Data Agreements.
I strongly oppose FINRA Regulatory Notice #22-08 I am fully capable of deciding what investments are right for me. I do not need the government to impose more regulations and take away my RIGHT to invest as I see fit.
Leveraged funds are an integral part of my investment plan, especially in a down market as we have had recently. I urge you to not pass these new requirements. We need LESS, not
I'm adamantly opposed to the intrusive and burdensome proposed regulation per FINRA Notice #22-08 of my straight-forward investment strategies which includes the regular, but always limited use, of leveraged and inverse funds.
It is absolute nonsense that FINRA would even think about sticking its unwanted nose further into such an important but limited investment activity that is very
Hello,
I am writing to you regarding FINRA Regulatory Notice #22-08, and more specifically in my support for the freedom to invest how I choose as an individual investor. While I dont trade on a highly frequent basis I greatly appreciate my current freedom to use leveraged and inverse funds in my portfolio, as I enjoy trading as I see fit. I do not believe that my and others freedoms should be
Dear sirs at FINRA
With regards to notice #22-08, I would like to voice my strong objection to this proposed regulation. I believe the instruments being targeted by this regulatory framework are no more complex or inherently risky than any others I typically invest in. If they are in any way, I'm an adult and able to decide for myself which risks I'm willing to take or not.
We should not make it harder for people to invest there own money. I do agree in that investor should be able to be given a notice, that what they are about to invest is very risky and should take it in to account that they might lose all or part of their investment. I do hope that whatever the decision is put forward that it would benefit the whole investing community as a whole. Thank you again
Beginning August 3, 2020, members are required to begin to report transactions in U.S. Treasury Securities executed to hedge a List or Fixed Offering Price Transaction or a Takedown Transaction (as defined in FINRA Rule 6710) with an appropriate identifier. See additional information regarding this change in Regulatory Notice 19-30.
Testing
From Monday, June 1, 2020, through Friday, July 31,