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SEC Approves Amendments to Establish Two Optional TRACE Data Delivery Services and Related Fees
Yes we need this
I can't wait for this to go into effect. This will really help to clean up the markets, and restore some credibility and trust. OTC markets are too easily abused by criminals to manipulate the broad markets, and defraud pensions and retail. A covert loop hole that definitely needs closing.
We want and need this transparency for retail investors! This is fantastic.
This helps retail and we want this to happen. Lessen the OTC options to help make this market closer to being a free and fair one.
THIS IS SOMETHING WE DESPERATELY NEED RIGHT NOW! THESE HEDGEFUNDS HAVE GOTTEN AWAY WITH SO MUCH THAT THEIR ACTIONS THREATEN TO COLLAPSE THE WHOLE WORLD’S ECONOMY!
I support this. The retail investors need this for a more fair market.
I would like to voice that I am for said proposal.
Summary
FINRA has amended its Codes of Arbitration Procedure for Customer and Industry Disputes (Codes) to apply minimum fees to requests for expungement of customer dispute information, whether the request is made as part of the customer arbitration or the associated person files an expungement request in a separate arbitration (straight-in request).1 The amendments also apply a minimum process
This effort is quite extraordinary. It was clearly an enormous endeavor to create the taxonomy and build out the site. I think that many other agencies will benefit from this work and would be very interested in your process, the time and resources required to undertake this type of initiative. It is daunting to think about where to begin.