All Fingerprint Statuses
Code | Explanation |
---|---|
CDPD* | Firm provided barcode on form filing and awaiting receipt of fingerprints for processing. |
CLER | FBI result indicating No Data was identified for fingerprints submitted. |
CLRX | FBI result indicating No Data was identified based on Name Check search. |
COMP | FINRA staff has completed review of CHRI identified by the FBI in response to fingerprints submitted. |
CMPX | FINRA staff has completed review of CHRI identified by the FBI following Name Check search. |
EXCX | FBI result indicating no match after Name Check search due to excessive candidates. |
ILEG | FBI result indicating fingerprints submitted were determined to be illegible (by the FBI). |
LGCY* | Fingerprint status provided prior to August 1999 conversion to Web CRD. |
NMCK | Individual is undergoing a Name Check search based on FBI determination that the individual has at least one set of fingerprints with a reason that is eligible for a Name Check. |
RAPP | FBI result indicating CHRI was identified for fingerprints submitted. |
RAPX | FBI result indicating CHRI was identified based on a Name Check search. |
RECC | Fingerprints received and forwarded to the FBI for processing. |
RECD* | A fingerprint submission that is missing information required for processing. |
RECP* | Fingerprints were processed through another Self-Regulatory Organization (SRO) and the FBI identified No Data. |
RECR* | Fingerprints were processed through another SRO and CHRI was identified. |
RECT | A third fingerprint submission to the FBI because fingerprints previously submitted were illegible. |
RECV | A second fingerprint submission to the FBI because fingerprints previously submitted were illegible. |
RECX* | Fingerprints were received and processed by FINRA. |
REJT | Fingerprints were rejected by the FBI because required information was missing. |
TERM* | Fingerprint record reflects termination based on form filing or other process. |
XMPT | Individual is exempt from the fingerprinting requirement Section 17(f)(2) of the Securities Exchange Act 1934, (15 USC 78q(f)(2)), and Exchange Rule 17f-2 thereunder, as amended, based on illegible prints or other criteria in Exchange Rule 17f-2. |
* Status is only used in CRD